Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Vasques is a financial advisor at LPL Financial LLC. Christopher has been in the financial industry since 1992 and has been registered with LPL Financial LLC since 2018. Christopher is registered with the state of North Carolina and has a Series 66, Series 65, and Series 63 licenses. Christopher also has a Series 24 principal license. Prior to joining LPL Financial LLC, Christopher was a financial advisor at Lincoln Financial Securities Corporation and CUNA Brokerage Services, Inc. Christopher holds a SIE and Series 7 license. Christopher specializes in working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Christopher provides a wide range of financial services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
05/25/2022 - Present
LPL Financial LLC (FUQUAY VARINA NC)
NC
03/06/2002 - 02/13/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (FUQUAY VARINA NC)
IA
09/22/1995 - 02/04/2002
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
08/21/1992 - 09/26/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/21/1992 - 09/26/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/06/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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