Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Swink is an experienced financial advisor, registered with Northern Trust Securities, Inc. in Tampa, Florida. Christopher has been working in the securities industry since 2003 and has a wide range of experience in helping individuals, businesses, and institutions with their financial needs. Christopher has been registered with Northern Trust Securities, Inc. since 2023 and has previously been registered with MBSC Securities Corporation, SunTrust Investment Services, Inc., Wells Fargo Advisors, LLC, and Wachovia Securities, LLC. Christopher is committed to providing personalized service and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
06/12/2023 - Present
Northern Trust Securities, Inc. (Tampa FL)
FL
10/23/2013 - 12/31/2015
MBSC SECURITIES CORPORATION (TAMPA FL)
FL
11/08/2011 - 10/01/2013
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
FL
03/08/2006 - 11/07/2011
WELLS FARGO ADVISORS, LLC (TAMPA FL)
FL
02/28/2006 - 02/28/2006
WACHOVIA SECURITIES, LLC (PINELLAS PARK FL)
FL
06/16/2003 - 02/27/2006
WACHOVIA SECURITIES, LLC (PINELLAS PARK FL)
IL
12/06/1999 - 05/09/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
08/14/1998 - 07/23/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/23/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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