Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Shepard has over 25 years of experience in the financial services industry. Christopher is currently registered with Imperial Capital, LLC in Los Angeles, CA and holds Series 7, 24, 63, 79TO and 99TO licenses. Christopher has also been registered with DABNEY/RESNICK/IMPERIAL, LLC in Beverly Hills, CA. Christopher has been registered in multiple states, including California, Delaware, Florida, Minnesota, New York, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/02/1998 - Present
Imperial Capital, LLC (LOS ANGELES CA)
CA
08/06/1996 - 12/31/1997
DABNEY/RESNICK/IMPERIAL, LLC (BEVERLY HILLS CA)
BC
Issued 09/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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