Unclaimed
Christopher Paul Moore is a financial advisor with CJS Securities, Inc. in White Plains, NY. He has been in the securities industry since June 27, 2004. Christopher Moore holds licenses to provide financial services in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/21/2016 - Present
CJS Securities, Inc. (WHITE PLAINS NY)
NY
10/23/2006 - 01/05/2016
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
04/14/1998 - 10/13/1998
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NY
06/04/1996 - 04/14/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 09/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/11/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1996
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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