Unclaimed
Christopher Klauck is a registered representative with Allspring Funds Management, LLC. Christopher has been in the securities industry since 2006. Christopher is licensed to sell securities in 53 states, including Wisconsin, where Christopher is also registered as an investment adviser representative. Christopher has a Series 6, 7 and 66 licenses, as well as a Series 63 license. Christopher has previous experience with Wells Fargo Clearing Services, LLC, Chase Investment Services Corp and Wells Fargo Bank, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WI
04/12/2019 - Present
Allspring Funds Management, LLC (MENOMONEE FALLS WI)
WI
11/02/2017 - 04/11/2019
WELLS FARGO CLEARING SERVICES, LLC (SHOREWOOD WI)
WI
03/22/2006 - 02/21/2007
CHASE INVESTMENT SERVICES CORP. (APPLETON WI)
BOTH
Issued 12/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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