Unclaimed
Christopher Hoffmann is a financial professional with over 13 years of experience in the industry. Christopher is currently registered with Eastdil Secured Advisors LLC and has a Series 7, Series 63, Series 79TO, Series 99TO, and SIE license. Christopher was previously registered with WELLS FARGO SECURITIES, LLC. Christopher is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/01/2019 - Present
Eastdil Secured Advisors LLC (Santa Monica CA)
CA
07/01/2009 - 10/01/2019
WELLS FARGO SECURITIES, LLC (SANTA MONICA CA)
CA
04/06/2009 - 07/01/2009
WELLS FARGO SECURITIES, LLC (SANTA MONICA CA)
BC
Issued 07/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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