Unclaimed
Christopher Harris is a financial professional with over 10 years of experience in the industry. Christopher has been registered with Prudential Annuities Distributors, Inc. since 3/7/2019. Christopher has also been registered with PRUCO SECURITIES, LLC. and HARTFORD EQUITY SALES COMPANY INC. in the past. Christopher holds Series 6 and Series 63 licenses and has passed the Securities Industry Essentials Examination. Christopher is currently licensed to sell securities in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/07/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
MN
01/03/2013 - 04/10/2020
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
CT
06/12/2008 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 09/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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