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Christopher Paul Gardner

Sutter Securities Inc.

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About Christopher Paul Gardner

Christopher Paul Gardner is a financial advisor who has been in the industry for over 30 years. Christopher is currently registered with Sutter Securities Inc. and Boustead Securities, LLC. Christopher holds the Series 3, 7, 24, 27, 53 and 63 licenses. In addition to the above, Christopher has completed the SIE exam. Christopher previously worked at Mountain River Securities, Inc., Gardner Rich, L.L.C., L. F. Rothschild, Unterberg, Towbin, Inc., and Bear, Stearns & Co. Inc.. Christopher is currently registered in Illinois.

Firm Information

Christopher Gardner is currently registered with Sutter Securities Inc.. Sutter Securities Inc. is a corporation that was formed on July 22, 1992. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Gardner’s Registration & Firm History

CA

06/23/2021 - Present

Sutter Securities Inc. (IRVINE CA)

CO

11/17/2014 - 01/08/2019

MOUNTAIN RIVER SECURITIES, INC. (DENVER CO)

IL

12/22/1989 - 01/25/2013

GARDNER RICH, L.L.C. (CHICAGO IL)

NA

06/09/1986 - 09/30/1986

L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.

NA

10/31/1983 - 05/17/1986

BEAR, STEARNS & CO. INC.

NA

12/22/1982 - 10/03/1983

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 02/16/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/1990

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/03/1989

Series 27 - Financial and Operations Principal Examination

BC

Issued 02/06/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1992

Series 3 - National Commodity Futures Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Christopher Paul Gardner. Review regulatory record here.
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