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Christopher Paul Gallo

Joseph Stone Capital LLC

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About Christopher Paul Gallo

Christopher Gallo is a financial advisor with Joseph Stone Capital LLC in New York, New York. Christopher has been in the securities industry since July 30, 2018. Christopher holds Series 7, Series 63 and SIE licenses. Christopher has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service. Christopher is registered with the state of California, Massachusetts, New Jersey, New York and Texas.

Firm Information

Christopher Gallo is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Gallo’s Registration & Firm History

NY

05/31/2023 - Present

Joseph Stone Capital LLC (NEW YORK NY)

NY

07/31/2018 - 07/05/2023

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Paul Gallo. Review regulatory record here.
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