Unclaimed
Christopher Paul Fiore is a registered representative with National Financial Services LLC. Christopher has been in the industry since 2001 and holds the Series 7, Series 24, and Series 63 licenses. Christopher has been registered in New Jersey since 2008 and in New York since 2024. Christopher has also been employed by Teachers Personal Investors Services, Inc. and TD Waterhouse Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/19/2004 - Present
National Financial Services LLC (JERSEY CITY NJ)
NY
11/13/2002 - 10/08/2003
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NE
06/19/2001 - 11/06/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 07/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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