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Christopher Paul Fiore

National Financial Services LLC

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About Christopher Paul Fiore

Christopher Paul Fiore is a registered representative with National Financial Services LLC. Christopher has been in the industry since 2001 and holds the Series 7, Series 24, and Series 63 licenses. Christopher has been registered in New Jersey since 2008 and in New York since 2024. Christopher has also been employed by Teachers Personal Investors Services, Inc. and TD Waterhouse Investor Services, Inc.

Firm Information

Christopher Fiore is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Fiore’s Registration & Firm History

NJ

11/19/2004 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

11/13/2002 - 10/08/2003

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

NE

06/19/2001 - 11/06/2002

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 07/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Paul Fiore.
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