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Christopher Paul Esser

National Financial Services LLC

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About Christopher Paul Esser

Christopher Paul Esser has been active in the financial services industry since 2010. Christopher is currently registered with National Financial Services LLC, Fidelity Distributors Co. LLC, Fidelity Prime Financing, Digital Brokerage Services LLC and Green Pier Fintech LLC. Christopher holds several professional licenses including Series 7, Series 24, Series 63 and Series 65. Christopher previously worked for VOYA FINANCIAL ADVISORS, INC., SANTANDER SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Christopher Esser is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Esser’s Registration & Firm History

MA

04/14/2023 - Present

National Financial Services LLC (BOSTON MA)

MA

05/07/2018 - 12/14/2021

VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)

MA

06/03/2015 - 05/02/2018

SANTANDER SECURITIES LLC (DORCHESTER MA)

MA

11/19/2010 - 06/01/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)

MA

06/10/2010 - 09/16/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)

MA

02/16/2010 - 03/17/2010

MMC SECURITIES CORP. (NORWOOD MA)

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Licenses & Designations

IA

Issued 05/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/12/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Paul Esser.
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