Unclaimed
Christopher Paul Deily is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, Texas. Christopher has been working in the securities industry since May 14, 2001. Christopher has been with Merrill Lynch since April 2009. Before that, Christopher was a registered representative with CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. Christopher is licensed to sell securities in Arkansas, Colorado, Florida, Massachusetts, Mississippi, North Carolina, Oklahoma, Texas, and Virginia. Christopher is also registered as an Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/24/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
05/29/2007 - 05/07/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
05/15/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (HOUSTON TX)
BOTH
Issued 03/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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