Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Paul Connor is a financial advisor who has been in the industry since 2001. Christopher is currently registered with Neuberger Berman BD LLC in New York, NY. Christopher has previously worked for several firms including Credit Suisse Securities (USA) LLC, Neuberger Berman, LLC, DEAM Investor Services, INC., Banca IMI Securities Corp., Lehman Brothers Inc., Dean Witter Reynolds Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Christopher holds Series 63, 65, 24, 10, 9, SIE, 31, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/20/2013 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/22/2008 - 03/11/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/17/2007 - 09/23/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
04/25/2003 - 08/30/2007
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
NY
01/29/2002 - 03/11/2003
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
10/16/1998 - 07/01/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/09/1998 - 08/25/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
03/04/1998 - 06/05/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/04/1998 - 06/05/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 03/26/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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