Unclaimed
Christopher Clini is an investment advisor representative associated with Empower Advisory Group, LLC. Christopher has been in the financial industry since 2010. Previously, Christopher was registered with Prudential Investment Management Services LLC and TD Ameritrade, Inc. Christopher is a Series 63 and 66 licensed professional and holds a Series 7 and SIE license. Christopher is registered to provide investment advice in 51 states, including Connecticut. Christopher's current focus is on providing investment advice to individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/21/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CT
07/07/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (NEW HAVEN CT)
CT
04/23/2009 - 02/26/2018
SCOTTRADE, INC. (NEW HAVEN CT)
BOTH
Issued 03/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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