Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bessette is a financial advisor with over 30 years of experience in the financial services industry. Christopher is currently registered with Piper Sandler & Co. Christopher has previously held positions with BANCAL INVESTMENT SERVICES, INC. and DEAN WITTER REYNOLDS INC. Christopher is licensed to provide financial advice in the state of California. Christopher is a Series 7, Series 50, Series 53, and Series 63 licensed financial advisor. Christopher has worked as a financial advisor for Piper Sandler & Co. since 2006. Christopher has a history of working with both business clients and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/1993 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
NA
04/20/1990 - 11/27/1993
BANCAL INVESTMENT SERVICES, INC.
NY
02/22/1989 - 03/28/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 04/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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