Unclaimed
Christopher Paul Bauer is a financial professional with Truist Securities, Inc. Christopher has been in the industry since October 15, 2013 and has a Series 63, Series 79 and SIE licenses. Christopher is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/16/2013 - Present
Truist Securities, Inc. (CHARLOTTE NC)
BC
Issued 12/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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