Unclaimed
Christopher Paul Ander is a financial advisor with over 18 years of experience in the financial services industry. Christopher is currently registered with Northern Lights Distributors, LLC in Nebraska. Prior to his current role, Christopher has held positions at Ultimus Fund Distributors, LLC, Schroder Fund Advisors LLC, Invesco Distributors, Inc. and Van Kampen Funds Inc. Christopher holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
03/13/2023 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
OH
07/27/2017 - 03/09/2023
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
NY
09/21/2010 - 11/11/2016
SCHRODER FUND ADVISORS LLC (NEW YORK NY)
IL
06/01/2010 - 09/02/2010
INVESCO DISTRIBUTORS, INC. (OAKBROOK TERRACE IL)
IL
08/30/2004 - 06/01/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
BOTH
Issued 08/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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