Unclaimed
Christopher Patrick Shepherd is a financial professional with experience in the securities industry. Christopher Shepherd holds the Series 6, Series 63 and SIE registrations and is currently associated with Vanguard Marketing Corp. in Malvern, Pennsylvania. Christopher Shepherd is registered as an investment advisor representative in Pennsylvania. Christopher Shepherd has been in the industry since September 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/07/2016 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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