Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hartofilis is a financial advisor with Rabo Securities USA, Inc., a firm based in New York, NY. Christopher has over 18 years of experience in the financial services industry. He is a Series 7, Series 24, Series 55, Series 57TO and Series 79TO licensed professional and holds a Series 63 license. Christopher has a strong track record of helping clients achieve their financial goals. He is committed to providing personalized financial advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/07/2006 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
02/18/2004 - 06/27/2005
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
MN
09/15/2003 - 02/02/2004
KNIGHT FINANCIAL PRODUCTS LLC (MINNETONKA MN)
BC
Issued 03/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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