Unclaimed
Christopher Cromer is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., working in the Rome, GA office. Christopher has been in the financial industry since 1997 and has been registered with Merrill Lynch since 2008. Christopher has experience working with high-net-worth individuals, businesses, and pension and profit sharing plans. Christopher holds the Series 6, Series 7, Series 63 and SIE licenses. Christopher has been registered in multiple states and is currently registered in Texas and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/17/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROME GA)
GA
01/01/2008 - 04/07/2008
WACHOVIA SECURITIES, LLC (ROME GA)
GA
01/07/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROME GA)
MO
08/19/1998 - 10/20/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
01/20/1997 - 08/21/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/20/1997 - 08/21/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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