Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cochrane is a financial advisor currently working with Morgan Stanley. Christopher has been in the financial services industry since 1996. Christopher has passed the Series 7, 24, 55, 57TO and 66 examinations. In addition to working with Morgan Stanley, Christopher has worked with E*TRADE Securities LLC, ARXIS SECURITIES LLC, KCG AMERICAS LLC, and KNIGHT CAPITAL MARKETS LLC. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and is registered in 53 states. Christopher's firm has an approximate asset amount of $10 billion - $50 billion and a client count of 335,385.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/05/2023 - Present
Morgan Stanley (PURCHASE NY)
NY
05/18/2018 - 09/05/2023
E*TRADE SECURITIES LLC (New York NY)
NY
01/08/2016 - 06/13/2017
ARXIS SECURITIES LLC (NEW YORK NY)
NJ
07/02/2012 - 10/26/2015
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
10/27/2003 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
08/07/1995 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
BOTH
Issued 05/15/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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