Unclaimed
Christopher Patrick Battle is a financial advisor in Green Bay, WI. Christopher has been in the financial services industry since April 20, 2001. Christopher is currently registered with Kestra Advisory Services, LLC. Previously, Christopher was registered with LPL Financial LLC, SII Investments, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and Prudential Securities Incorporated. Christopher is also a registered investment advisor representative. Christopher holds Series 66, Series 24, Series 6TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
11/29/2021 - Present
Kestra Advisory Services, LLC (Green Bay WI)
WI
02/14/2018 - 12/20/2021
LPL FINANCIAL LLC (GREEN BAY WI)
WI
05/01/2012 - 02/14/2018
SII INVESTMENTS, INC. (GREEN BAY WI)
WI
03/11/2002 - 05/15/2012
METLIFE SECURITIES INC. (DE PERE WI)
WI
03/11/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DEPERE WI)
NY
04/16/2001 - 03/06/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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