Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Paolino is a financial professional with over 13 years of experience in the industry. Christopher is currently registered with Guggenheim Securities, LLC, a broker-dealer. Previously, Christopher was registered with CROTON LIQUID MARKETS LLC, GUGGENHEIM ENERGY ADVISORS, LLC and GUGGENHEIM LIQUIDITY SERVICES, LLC. Christopher holds FINRA Series 27, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/18/2010 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
09/21/2016 - 08/27/2020
CROTON LIQUID MARKETS LLC (NEW YORK NY)
NY
04/27/2012 - 04/22/2015
GUGGENHEIM ENERGY ADVISORS, LLC (NEW YORK NY)
NY
10/01/2009 - 11/02/2010
GUGGENHEIM LIQUIDITY SERVICES, LLC (NEW YORK NY)
BC
Issued 09/30/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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