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Christopher P Worley

Prudential Investment Management Services LLC

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About Christopher P Worley

Christopher Worley is a financial professional with over 10 years of experience in the industry. Christopher has a Series 7, 63, and 66 licenses and is currently registered with Prudential Investment Management Services LLC. Christopher's previous employers include ALLIANCEBERNSTEIN INVESTMENTS, INC., QUASAR DISTRIBUTORS, LLC, and NATIONAL SECURITIES CORPORATION.

Firm Information

Christopher Worley is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Worley’s Registration & Firm History

NJ

11/07/2018 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

03/07/2017 - 09/11/2018

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

ME

02/01/2012 - 12/21/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NJ

06/29/2011 - 09/22/2011

NATIONAL SECURITIES CORPORATION (ISELIN NJ)

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Licenses & Designations

BOTH

Issued 04/25/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher P Worley.
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