Unclaimed
Christopher Sula is an active Investment Advisor Representative with Fidelity Personal And Workplace Advisors, based out of MANTOLOKING, NJ. Christopher Sula has been in the industry since 1996. Christopher Sula has a diverse background and has previously worked at BTIG, LLC, KNIGHT CAPITAL AMERICAS, L.P., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and HERZOG, HEINE, GEDULD, LLC. Christopher Sula is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/05/2024 - Present
Fidelity Personal AND Workplace Advisors (MANTOLOKING NJ)
NY
10/24/2011 - 05/10/2023
BTIG, LLC (New York NY)
NJ
11/06/2002 - 08/04/2011
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
10/14/2002 - 11/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/14/2002 - 10/15/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NY
10/04/1995 - 04/25/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/06/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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