Unclaimed
Christopher Foster is an active investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. in RIVERSIDE, CA. Christopher has been in the securities industry since February 21, 2015. Christopher holds FINRA registrations as a General Securities Representative (Series 7), Securities Industry Essentials Examination (SIE) and the Uniform Combined State Law Examination (Series 66). Christopher has a total of 15 state registrations. Christopher's firm is Merrill Lynch, Pierce, Fenner & Smith Inc. which is based in New York, New York, and manages approximately $10 billion to $50 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/12/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERSIDE CA)
CA
09/02/2014 - 11/14/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERSIDE CA)
BOTH
Issued 12/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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