Unclaimed
Christopher Koon has been in the financial services industry since 1998. Christopher is currently a registered representative with Northwestern Mutual Investment Services, LLC. Christopher is registered in 31 states. The advisor has passed the Series 6, Series 63, and SIE exams. Christopher was previously registered with Robert W. Baird & Co. Incorporated. The advisor can assist clients with investment research, referrals to other advisors, and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
04/20/1998 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
WI
11/16/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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