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Christopher Ollan Cassell

Mesirow Financial, Inc.

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About Christopher Ollan Cassell

Christopher Cassell is a financial advisor with Mesirow Financial, Inc. Christopher has been in the financial services industry since 1986. Christopher is registered with the following securities authorities: Financial Industry Regulatory Authority (FINRA), Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, and Texas. Christopher holds the following securities licenses: Series 3, Series 7, Series 24, Series 52TO, and Series 63.

Firm Information

Christopher Cassell is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Cassell’s Registration & Firm History

TN

05/31/2011 - Present

Mesirow Financial, Inc. (Brentwood TN)

NY

02/05/1997 - 06/13/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/14/1988 - 02/11/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

05/06/1986 - 03/29/1989

WR LAZARD & LAIDLAW INCORPORATED

NA

12/14/1987 - 05/14/1988

E. F. HUTTON & COMPANY INC

NA

08/06/1986 - 11/05/1987

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 07/22/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/1989

Series 3 - National Commodity Futures Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Ollan Cassell.
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