Unclaimed
Christopher Ogrady is a financial advisor with over 25 years of experience in the financial services industry. Christopher is currently registered with Wedbush Securities Inc. and has been with the firm since April 2011. Christopher has a wide range of experience in the financial services industry, including experience with KDC Merger Arbitrage Fund, LP, Quadriserv Securities, Inc., Neuberger Berman, LLC, Credit Agricole Indosuez Securities, Inc., Credit Agricole Securities Inc. and Credit Lyonnais Securities (USA), Inc. Christopher is a Series 7, Series 63 and SIE licensed professional. Christopher holds a Series 99TO license, demonstrating expertise in operations and compliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/11/2011 - Present
Wedbush Securities Inc. (JERSEY CITY NJ)
NY
11/18/2005 - 11/02/2010
KDC MERGER ARBITRAGE FUND, LP (NEW YORK NY)
NY
06/21/2004 - 10/25/2005
QUADRISERV SECURITIES, INC. (NEW YORK NY)
NY
02/01/2001 - 03/09/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
01/01/1999 - 01/10/2001
CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)
NY
06/26/1996 - 01/01/1999
CREDIT AGRICOLE SECURITIES INC. (NEW YORK NY)
NY
11/07/1994 - 05/10/1996
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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