Unclaimed
Christopher Lane is a financial advisor with Forge Securities LLC. Christopher has been in the industry since 1997 and has a strong background in securities and investment banking. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, 3, 10, 24, 63, 79, and SIE licenses. Christopher holds a Series 63 state license. Christopher is registered to sell securities in 53 states and is also registered with the Securities and Exchange Commission (SEC). Christopher's previous experience includes working at BNP Paribas Securities Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., Van Kampen American Capital Distributors, Inc., and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2023 - Present
Forge Securities LLC (NEW YORK NY)
NY
01/30/2008 - 12/09/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/27/2006 - 10/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/20/1999 - 03/20/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
04/24/1997 - 06/26/1997
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NY
07/23/1994 - 02/19/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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