Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Oerman is a financial professional with over 10 years of experience in the financial services industry. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with Western Growers Financial Services, Inc., Euro Pacific Capital, Inc., and C.K. Cooper & Company, Inc. Christopher holds Series 7, Series 63, Series 55, Series 57TO, and SIE licenses. Christopher's areas of expertise include portfolio management, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/29/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
06/24/2016 - 04/02/2020
WESTERN GROWERS FINANCIAL SERVICES, INC. (IRVINE CA)
CA
10/04/2013 - 05/09/2016
EURO PACIFIC CAPITAL, INC. (NEWPORT BEACH CA)
CA
03/26/2013 - 07/01/2013
C.K. COOPER & COMPANY, INC. (IRVINE CA)
CA
06/18/2012 - 01/18/2013
C.K. COOPER & COMPANY, INC. (IRVINE CA)
IA
Issued 8/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/22/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 6/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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