Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ody has been active in the financial industry since June 28, 2011. Christopher is currently registered with Wells Fargo Securities, LLC. Christopher has previously been employed by various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Brighthouse Securities, LLC, PNC Investments, AXA Advisors, LLC, Credit Suisse Securities (USA) LLC, Wells Fargo Securities, LLC, UBS Financial Services Inc., Banc of America Investment Services, Inc. and E*TRADE Securities LLC. Christopher is a Series 7, Series 63, Series 24, Series 53, Series 66, Series 79, Series 55, Series 52TO, Series 22TO, Series 57TO, Series 82TO, Series 6TO, Series 99TO, Series 14, Series 26 and Series 39 licensed professional. Christopher is registered to conduct business in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/09/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
11/20/2018 - 05/18/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
11/02/2017 - 08/27/2018
BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)
GA
11/04/2014 - 10/17/2017
PNC INVESTMENTS (DULUTH GA)
NC
12/10/2013 - 10/21/2014
AXA ADVISORS, LLC (RALEIGH NC)
NC
09/25/2012 - 12/03/2013
CREDIT SUISSE SECURITIES (USA) LLC (RESEARCH TRIANGLE PARK NC)
NC
06/03/2011 - 11/14/2011
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
12/23/2009 - 06/03/2010
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
08/22/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/17/2006 - 07/11/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 02/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 08/18/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/03/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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