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Christopher Oconnor

Prudential Investment Management Services LLC

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About Christopher Oconnor

Christopher Oconnor is a financial professional with over 18 years of experience in the industry. Christopher has a broad range of experience, having worked at firms like Tullett Prebon Financial Services LLC, Chapdelaine Tullett Prebon, LLC, Chapdelaine Corporate Securities & Co, ICAP Securities USA LLC, BGC Markets, L.P., Maxcor Financial Inc., Bear, Stearns & Co. Inc., and Liberty Brokerage Inc. Christopher is currently registered with Prudential Investment Management Services LLC and is licensed to sell securities in 49 states.

Firm Information

Christopher Oconnor is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Oconnor’s Registration & Firm History

NJ

10/11/2018 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

06/01/2012 - 06/28/2018

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

01/24/2007 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)

NY

05/09/2006 - 01/11/2007

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NJ

06/09/2005 - 05/10/2006

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

NY

11/12/2004 - 12/14/2005

BGC MARKETS, L.P. (NEW YORK NY)

NY

06/03/2005 - 06/08/2005

MAXCOR FINANCIAL INC. (NEW YORK NY)

NY

07/29/1999 - 10/25/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

10/02/1997 - 01/20/1998

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 08/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Oconnor.
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