Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Obrien is a financial advisor with Guggenheim Securities, LLC, a firm headquartered in Boston. Christopher has over 10 years of experience in the financial services industry and holds the Series 63, 79, and 24 licenses. Christopher is a registered representative in Massachusetts. Prior to joining Guggenheim Securities, LLC, Christopher was a registered representative at Piper Sandler & Co., KeyBanc Capital Markets Inc. and Pacific Crest Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/28/2022 - Present
Guggenheim Securities, LLC (Boston MA)
MA
05/10/2021 - 06/07/2022
PIPER SANDLER & CO. (Boston MA)
MA
04/13/2015 - 04/09/2021
KEYBANC CAPITAL MARKETS INC. (BOSTON MA)
MA
07/12/2012 - 04/13/2015
PACIFIC CREST SECURITIES LLC (BOSTON MA)
BC
Issued 08/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Obrien is the right advisor for you? Invested Better is here to help.
