Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nugent is a financial professional with over 5 years of experience in the financial services industry. He holds Series 7, Series 63, Series 66, Series 57TO and SIE licenses, and has worked with both Lightspeed Financial Services Group LLC and Equitable Advisors, LLC. Christopher is currently registered with Lightspeed Financial Services Group LLC and is licensed to operate in New Jersey and New York. He can provide investment advisory services to clients in those states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/28/2021 - Present
Lightspeed Financial Services Group LLC (Morristown NJ)
NJ
11/07/2018 - 02/03/2021
EQUITABLE ADVISORS, LLC (SECAUCUS NJ)
BOTH
Issued 06/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 57TO - Securities Trader Exam
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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