Unclaimed
Christopher Norman Shafer is a financial advisor at Northwestern Mutual Investment Services, LLC. Christopher holds the Series 63, Series 6TO, and SIE licenses, and is registered in 22 states. Christopher has been in the industry since September 27, 2022. Christopher is based in RICHMOND, VA, and is affiliated with the RICHMOND branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
09/28/2022 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BC
Issued 11/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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