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Christopher Nichols

Independence Capital CO., Inc.

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About Christopher Nichols

Christopher Nichols is an investment advisor representative associated with Independence Capital Co., Inc.. Christopher has been in the financial services industry since 2013. Prior to joining Independence Capital Co., Inc. Christopher was with ONEAMERICA SECURITIES, INC. and AXA ADVISORS, LLC. Christopher holds Series 63, 65, 7 and SIE licenses and is registered in California, Florida, Maryland, Ohio and Pennsylvania. Christopher specializes in providing investment advisory services to individuals and other investment advisors. Christopher is also licensed to sell insurance products through Nicholas and associates Inc., Innovatus Group Benefits LLC, and Innovatus Financial, LLC.

Firm Information

Christopher Nichols is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Nichols’s Registration & Firm History

OH

12/16/2019 - Present

Independence Capital CO., Inc. (PARMA OH)

OH

09/27/2014 - 12/19/2019

ONEAMERICA SECURITIES, INC. (Akron OH)

OH

04/25/2013 - 10/02/2014

AXA ADVISORS, LLC (AKRON OH)

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Licenses & Designations

IA

Issued 06/03/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Nichols.
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