Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Fili is a financial advisor with Charles Schwab & CO., Inc. Christopher has been a registered representative for over 21 years. Christopher is a licensed advisor in 51 states. Christopher also has experience working with TD Ameritrade, Inc. Christopher can provide advice on a variety of financial planning topics, including wrap fee programs and financial planning referrals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
08/14/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
10/19/2020 - 09/01/2023
TD AMERITRADE, INC. (OMAHA NE)
TX
06/03/2011 - 01/02/2013
GUARDIAN DIRECT ENERGY PROGRAMS, INC. (SOUTHLAKE TX)
TX
07/26/2010 - 11/10/2010
GUARDIAN DIRECT ENERGY PROGRAMS, INC. (SOUTHLAKE TX)
TX
09/30/2008 - 11/10/2010
M & W FINANCIAL INC. (SOUTHLAKE TX)
TX
11/05/2007 - 01/30/2008
COUCH FINANCIAL SERVICES, INC. (DALLAS TX)
TX
06/12/2002 - 10/29/2007
REEF SECURITIES, INC. (RICHARDSON TX)
BOTH
Issued 04/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2010
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2002
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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