Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nicholas Dubos is a registered representative with Principal Securities, Inc. Christopher has been in the industry since 2013. Christopher has been registered with Principal Securities, Inc. since 2021. Before joining Principal Securities, Inc., Christopher was a registered representative with PACKERLAND BROKERAGE SERVICES, INC. Christopher has passed the Series 66, SIE and Series 7 exams. Christopher specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services. Christopher also has experience in providing other services such as security ratings and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
WI
01/06/2021 - Present
Principal Securities, Inc. (Stevens Point WI)
WI
04/24/2019 - 12/31/2020
PACKERLAND BROKERAGE SERVICES, INC. (Stevens Point WI)
UT
09/01/2017 - 02/09/2018
MORETON CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
IL
09/10/2014 - 09/08/2015
FIXED INCOME CAPITAL PARTNERS, LLC (WHEATON IL)
IL
12/15/2009 - 07/02/2014
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)
BOTH
Issued 03/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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