Unclaimed
Christopher Costa is a financial professional with over 25 years of experience in the financial services industry. Christopher is currently registered with Raymond James Financial Services, Inc. in Oklahoma. Christopher has previously held positions at SWS FINANCIAL SERVICES, S. C. COSTA COMPANY, INC., and WASHINGTON SQUARE SECURITIES, INC. Christopher has passed the Series 6, 7, and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/25/2008 - Present
Raymond James Financial Services, Inc. (TULSA OK)
OK
11/25/1996 - 08/22/2008
SWS FINANCIAL SERVICES (TULSA OK)
OK
03/11/1994 - 01/29/1997
S. C. COSTA COMPANY, INC. (TULSA OK)
CT
06/23/1993 - 03/18/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 04/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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