Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Caputo is a financial advisor with Cetera Investment Advisers LLC in Eatontown, New Jersey. Christopher has been in the financial services industry since April 1987. Christopher has a wide range of experience, having worked at several firms including National Securities Corporation, Wells Fargo Advisors, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc. and PaineWebber Incorporated. Christopher is registered to provide investment advisory services in New Jersey and Texas. Christopher also owns and operates a tax management LLC called Caputo Asset Management. Christopher is committed to providing clients with the highest quality of financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/12/2024 - Present
Cetera Investment Advisers LLC (Eatontown NJ)
NJ
01/15/2015 - 06/21/2022
NATIONAL SECURITIES CORPORATION (EATONTOWN NJ)
NJ
02/17/2011 - 01/06/2015
WELLS FARGO ADVISORS, LLC (SPRING LAKE NJ)
NJ
01/13/2006 - 02/24/2011
UBS FINANCIAL SERVICES INC. (MANASQUAN NJ)
NJ
01/16/1998 - 01/17/2006
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
07/01/1992 - 02/11/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/16/1989 - 07/07/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/03/1987 - 08/11/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Caputo is the right advisor for you? Invested Better is here to help.
