Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nicholas Caputo is a financial advisor who has been active in the industry since 1987. Christopher is currently registered with Cetera Investment Advisers LLC and has held previous positions at National Securities Corporation, Wells Fargo Advisors, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc., Paine Webber Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and Drexel Burnham Lambert Incorporated. Christopher holds the Series 63, Series 65, Series 7, and SIE licenses. Christopher's specialties include investment advisory services, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (Eatontown NJ)
NJ
01/15/2015 - 06/21/2022
NATIONAL SECURITIES CORPORATION (EATONTOWN NJ)
NJ
02/17/2011 - 01/06/2015
WELLS FARGO ADVISORS, LLC (SPRING LAKE NJ)
NJ
01/13/2006 - 02/24/2011
UBS FINANCIAL SERVICES INC. (MANASQUAN NJ)
NJ
01/16/1998 - 01/17/2006
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
07/01/1992 - 02/11/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/16/1989 - 07/07/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/03/1987 - 08/11/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 9/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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