Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ngai is a financial advisor with Mizuho Securities USA LLC. Christopher has been working in the financial services industry since January 18, 1996. Christopher has held previous positions at Credit Suisse Securities (USA) LLC, ABN AMRO Incorporated, ABN AMRO Securities LLC, McLaughlin, Piven, Vogel Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Christopher holds Series 6, 7, 10, 24, 55, 57TO, and SIE licenses. Christopher is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/20/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/04/2004 - 10/13/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
03/01/2002 - 06/07/2004
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/30/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
12/08/1997 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
12/15/1993 - 11/28/1994
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
MA
10/05/1992 - 09/09/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/05/1992 - 09/09/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 01/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
Not sure Christopher Ngai is the right advisor for you? Invested Better is here to help.
