Unclaimed
Christopher Nesmith is a financial professional registered with Bofa Securities, Inc. Christopher is based in Houston, Texas, and has been in the industry since 2011. Christopher holds FINRA Series 63, 79 and SIE licenses. Prior to joining Bofa Securities, Inc. in 2019, Christopher was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
TX
05/10/2019 - Present
Bofa Securities, Inc. (HOUSTON TX)
TX
09/07/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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