Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cook has been in the financial services industry since November 21, 1989. Christopher is currently registered with TP Icap Global Markets Americas LLC and is a registered representative in New Jersey. Christopher has also been previously registered with firms such as Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Prebon Securities (USA) Inc., GFI Securities LLC, Tradition (Government Securities) Inc., and Tradition Berisford (Government Securities) Inc. Christopher holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/03/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
05/17/2006 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
02/11/2000 - 06/13/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NY
04/11/1996 - 01/21/2000
GFI SECURITIES LLC (NEW YORK NY)
NY
09/16/1991 - 04/17/1996
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NA
11/02/1989 - 09/19/1991
TRADITION BERISFORD (GOVERNMENT SECURITIES) INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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