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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Benedict is a financial advisor at Morgan Stanley. Christopher has over 20 years of experience in the financial services industry. Christopher has a wide range of experience in the investment industry, including providing financial advice to a diverse clientele. Christopher is a licensed Series 63 and Series 65 advisor, and has passed the Series 3, 6, 7, 31 and SIE exams. Christopher is also registered with the following state securities authorities: Arizona, California, Colorado, Connecticut, Delaware, Florida, Hawaii, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Oregon, Virginia, Washington, Wisconsin and Wyoming. Christopher was previously registered with Citigroup Global Markets Inc, Oppenheimer & Co., Inc., CIBC World Markets Corp, Brown Brothers Harriman & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/02/2009 - Present
Morgan Stanley (Los Angeles CA)
CA
05/28/2009 - 07/23/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
01/03/2003 - 06/04/2009
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
NY
09/10/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/01/2000 - 09/06/2002
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
05/26/1995 - 07/30/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/06/1993 - 05/05/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/22/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/22/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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