Unclaimed
Christopher Harmon is a financial advisor registered with Commonwealth Financial Network. Christopher has been in the financial services industry since August 1991. Prior to joining Commonwealth Financial Network, Christopher was registered with MML Investors Services, LLC and MSI Financial Services, Inc. Christopher has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice. Christopher is also a Registered Representative, which means he is licensed to sell securities. Christopher is a Chartered Financial Consultant and has passed the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/10/2018 - Present
Commonwealth Financial Network (Bloomington IN)
FL
03/25/2017 - 08/23/2018
MML INVESTORS SERVICES, LLC (PALM COAST FL)
IN
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BLOOMINGTON IN)
IN
03/22/2002 - 01/02/2015
NEW ENGLAND SECURITIES (BLOOMINGTON IN)
NJ
08/23/1991 - 03/19/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/23/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/23/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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