Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Baker is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Lion Street Financial, LLC and holds Series 6, 26 and 63 licenses. Christopher has previously worked at IMS Securities, Inc., Jefferson Pilot Securities Corporation, Multi-Financial Securities Corporation and ING America Equities, Inc. Christopher specializes in investment company products and variable contracts and is licensed in both California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/20/2015 - Present
Lion Street Financial, LLC (MONTGOMERY TX)
TX
01/27/2005 - 01/05/2010
IMS SECURITIES, INC. (HOUSTON TX)
IN
10/23/2002 - 02/14/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CO
01/07/2002 - 08/07/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
PA
08/18/1994 - 12/31/2001
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
BC
Issued 04/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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