Unclaimed
Christopher Arkin is a financial advisor currently registered with Tourmaline Partners, LLC. Christopher Arkin has been in the industry since April 29, 2014. Christopher Arkin holds FINRA licenses Series 7, Series 7TO, Series 55, and Series 63. Christopher Arkin also holds the SIE exam. Christopher Arkin is registered in 13 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, Puerto Rico, Rhode Island, and Virginia. Before joining Tourmaline Partners, LLC, Christopher Arkin worked at Wells Fargo Securities, LLC, Williams Trading LLC, SIG Specialists, Inc., and Susquehanna Financial Group, LLLP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/15/2021 - Present
Tourmaline Partners, LLC (STAMFORD CT)
NY
09/13/2010 - 06/04/2014
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
CT
04/29/2009 - 11/16/2010
WILLIAMS TRADING LLC (WESTPORT CT)
NY
07/21/2005 - 03/13/2006
SIG SPECIALISTS, INC. (NEW YORK NY)
PA
07/02/2004 - 03/13/2006
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
BC
Issued 02/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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