Unclaimed
Christopher Napier Pruitt is a financial advisor at Aegis Capital Corp., a firm with approximately 1.3 Billion in regulatory assets under management. Christopher Napier Pruitt has been in the financial services industry since September 19, 2000. Christopher Napier Pruitt specializes in providing financial planning and portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
12/01/2023 - Present
Aegis Capital Corp. (WESTPORT CT)
FL
06/14/2023 - 12/01/2023
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
NY
05/22/2023 - 06/13/2023
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
07/26/2022 - 05/11/2023
SW FINANCIAL (MELVILLE NY)
NY
12/14/2015 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NJ
07/23/2009 - 12/15/2015
E1 ASSET MANAGEMENT, INC. (Jersey City NJ)
NY
10/27/2008 - 05/12/2009
VFINANCE INVESTMENTS, INC (NEW YORK NY)
NY
07/16/2001 - 10/17/2008
PHD CAPITAL (NEW YORK NY)
NY
01/26/2001 - 05/30/2001
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NA
11/17/2000 - 01/03/2001
WORLD FINANCIAL GROUP, INC. (MARBELLA )
CA
04/12/2000 - 11/21/2000
PACIFIC CONTINENTAL SECURITIES CORPORATION (BEVERLY HILLS CA)
BC
Issued 04/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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