Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher N. Smith is a financial advisor with over 11 years of experience in the industry. Christopher currently works for J.P. Morgan Securities LLC, where Christopher has been registered since March 28, 2024. Previously, Christopher was registered with First Republic Securities Company, LLC, and Wells Fargo Advisors, LLC. Christopher's background includes experience working with high-net-worth individuals, corporations, and charitable organizations. Christopher holds Series 6, 7, 63, and 65 licenses, and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/28/2024 - Present
J.p. Morgan Securities LLC (Walnut Creek CA)
CA
06/11/2013 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (WALNUT CREEK CA)
CA
01/03/2011 - 06/09/2011
WELLS FARGO ADVISORS, LLC (LAFAYETTE CA)
CA
03/22/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAFAYETTE CA)
IA
Issued 02/06/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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